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U.S. S.E.C. v. BERRETTINI

Case No. 10-cv-1614.

218 F.Supp.3d 754 (2016)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. Morando BERRETTINI and Ralph J. Pirtle, Defendants.

United States District Court, N.D. Illinois, Eastern Division.

Signed November 2, 2016.

Editors Note
Applicable Law: 15 U.S.C. § 78m(a)
Cause: 15 U.S.C. § 78m(a) Securities Exchange Act
Nature of Suit: 850 Securities/Commodities
Source: PACER

Attorney(s) appearing for the Case

John E. Birkenheier, Jonathan Stephen Polish, Steven C. Seeger, U.S. Securities and Exchange Commission, Chicago, IL, for Plaintiff.

James L. Kopecky, Daryl M. Schumacher, Kopecky Schumacher Rosenburg P.C., Martin D. Snyder, Law Offices of Martin Snyder, P.C., Chicago, IL, Alan Ross Pearlson, Marisa Ann Rauchway, Wolff & Samson PC, West Orange, NJ, for Defendants.

MEMORANDUM OPINION AND ORDER

This matter is before the Court on the motion [247] of Plaintiff the United States Securities and Exchange Commission ("SEC") for judgment and imposition of remedies. For the reasons stated below, the Court enters final judgment in favor of the SEC and against...

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