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S.E.C. v. BARDMAN

Case No. 16-cv-02023-JST.

216 F.Supp.3d 1041 (2016)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. Erik K. BARDMAN, et al., Defendants.

United States District Court, N.D. California.

Signed October 27, 2016.

Editors Note
Applicable Law: 15 U.S.C. § 78m(a)
Cause: 15 U.S.C. § 78m(a) Securities Exchange Act
Nature of Suit: 850 Securities / Commodities
Source: PACER

Attorney(s) appearing for the Case

Paul W. Kisslinger, Kevin C. Lombardi, Patrick Reinhold Costello, U.S. Securities & Exchange Commission, Washington, DC, for Plaintiff.

Emily Victoria Griffen, Patrick David Robbins, Lisa M. Valenti-Jordan, Shearman & Sterling LLP, San Francisco, CA, William H. Kimball, Kane + Kimball LLP, Berkeley, CA, for Defendants.

ORDER GRANTING IN PART AND DENYING IN PART DEFENDANTS' MOTIONS TO DISMISS

Re: ECF Nos. 16, 18

Before the Court are Defendants' motions to dismiss. The Court will grant the motions in part and deny them in part.

I. BACKGROUND

A. Factual Background

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