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RABIN v. NASDAQ OMX PHLX LLC

Civil Action No. 15-551.

I. STEPHEN RABIN, on behalf of himself and all others similarly situated, Plaintiff, v. NASDAQ OMX PHLX LLC, NASDAQ OMX GROUP, INC., et al. Defendants.

United States District Court, E.D. Pennsylvania.

July 20, 2016.

Attorney(s) appearing for the Case

I. STEPHEN RABIN, Plaintiff, represented by DAVID J. STONE , BRAGAR EAGEL & SQUIRE PC, pro hac vice, JEFFREY H. SQUIRE , BRAGAR EAGEL & SQUIRE PC, pro hac vice, LAWRENCE DEUTSCH , BERGER & MONTAGUE, P.C., LAWRENCE P. EAGEL , BRAGAR EAGEL & SQUIRE PC, pro hac vice, DEBORAH R. GROSS , KAUFMAN, COREN & RESS, PC, PHYLLIS M. PARKER , BERGER & MONTAGUE & ROBIN SWITZENBAUM , BERGER & MONTAGUE, P.C..

NASDAQ OMX PHLX LLC, Defendant, represented by STEPHEN J. KASTENBERG , BALLARD SPAHR ANDREWS & INGERSOLL, LISA B. SWAMINATHAN , BALLARD SPAHR LLP & PAUL LANTIERI, III , BALLARD SPAHR et al.

NASDAQ OMX GROUP, INC., Defendant, represented by STEPHEN J. KASTENBERG , BALLARD SPAHR ANDREWS & INGERSOLL, LISA B. SWAMINATHAN , BALLARD SPAHR LLP & PAUL LANTIERI, III , BALLARD SPAHR et al.

BEDROCK TRADING LTD, Defendant, represented by DAVID C. BOHAN , KATTEN MUCHIN ROSENMAN LLP, HANNAH O. KOESTERER , KATTEN MUCHIN ROSENMAN LLP, pro hac vice & PATRICK M. SMITH , KATTEN MUCHIN ROSENMAN LLP.

BLUEFIN TRADING, LLC, Defendant, represented by CHRISTOPHER M. HOHN , THOMPSON COBURN LLP, pro hac vice, JENNIFER A. BAUMANN , THOMPSON COBURN LLP, pro hac vice, KENTON E. KNICKMEYER , THOMPSON COBURN LLP, pro hac vice, STEVEN J. ENGELMYER , KLEINBARD LLC & ERIC J. SCHREINER , KLEINBARD LLC.

CONSOLIDATED TRADING LLC, Defendant, represented by HARRY PHILIP LAMBERSON , pro hac vice, PAIGE M. WILLAN , KLEHR HARRISON HARVEY BRANZBURG LLP & WILLIAM A. HARVEY , KLEHR HARRISON HARVEY BRANZBURG & LLP.

ELM TRADING, L.P., Defendant, represented by LEE D. UNTERMAN , MONTGOMERY MCCRACKEN WALKER & RHOADS LLP, pro hac vice, RIMMA TSVASMAN , MONTGOMERY MCCRACKEN WALKER & RHOADS LLP, pro hac vice, K. CARRIE SARHANGI , MONTGOMERY MCCRACKEN WALKER & RHOADS, LLP, RICHARD L. SCHEFF , MONTGOMERY MCCRACKEN WALKER & RHOADS LLP & SIDNEY S. LIEBESMAN , MONTGOMERY MCCRACKEN WALKER & RHOADS LLP.

FIRST DERIVATIVE TRADERS, LP, Defendant, represented by DAVID C. BOHAN , KATTEN MUCHIN ROSENMAN LLP, HANNAH O. KOESTERER , KATTEN MUCHIN ROSENMAN LLP, pro hac vice & PATRICK M. SMITH , KATTEN MUCHIN ROSENMAN LLP.

HAP TRADING, LLC, Defendant, represented by DAVID C. BOHAN , KATTEN MUCHIN ROSENMAN LLP, HANNAH O. KOESTERER , KATTEN MUCHIN ROSENMAN LLP & PATRICK M. SMITH , KATTEN MUCHIN ROSENMAN LLP.

KEYSTONE TRADING PARTNERS, LLC, Defendant, represented by STEVEN B. MIROW .

LARGO TRADING, L.P., Defendant, represented by DAVID C. BOHAN , KATTEN MUCHIN ROSENMAN LLP, HANNAH O. KOESTERER , KATTEN MUCHIN ROSENMAN LLP, pro hac vice & PATRICK M. SMITH , KATTEN MUCHIN ROSENMAN LLP.

SUMMIT SECURITIES GROUP, LLC, Defendant, represented by RICHARD M. ASCHE , LITMAN, ASCHE, GIOIELLA,LLP.

SUMO CAPITAL, LLC, Defendant, represented by ELAINE WYDER-HARSHMAN , ZILIAK LAW LLC, ZACHARY J. ZILIAK , ZILIAK LAW, LLC & MALINI RAO , Dilworth Paxson LLP.

SUSQUEHANNA INTERNATIONAL GROUP, LLP, Defendant, represented by KYLE DAVID RETTBERG , NEAL GERBER & EISENBERG LLP, PHILLIP L. STERN , NEAL GERBER & EISENBERG LLP, LISA B. WERSHAW , LAW OFFICES OF MICHAEL LIPUMA & MICHAEL D. LIPUMA .

SIG HOLDING, LLC, Defendant, represented by KYLE DAVID RETTBERG , NEAL GERBER & EISENBERG LLP, PHILLIP L. STERN , NEAL GERBER & EISENBERG LLP & MICHAEL D. LIPUMA .

TSR ASSOCIATES, LLC, Defendant, represented by LEE D. UNTERMAN , MONTGOMERY MCCRACKEN WALKER & RHOADS LLP, pro hac vice, RIMMA TSVASMAN , MONTGOMERY MCCRACKEN WALKER & RHOADS LLP, pro hac vice, K. CARRIE SARHANGI , MONTGOMERY MCCRACKEN WALKER & RHOADS, LLP, RICHARD L. SCHEFF , MONTGOMERY MCCRACKEN WALKER & RHOADS LLP & SIDNEY S. LIEBESMAN , MONTGOMERY MCCRACKEN WALKER & RHOADS LLP.

SUSQUEHANNA SECURITIES, Defendant, represented by KYLE DAVID RETTBERG , NEAL GERBER & EISENBERG LLP, MICHAEL D. LIPUMA & PHILLIP L. STERN , NEAL GERBER & EISENBERG LLP.

SUSQUEHANNA INVESTMENT GROUP, Defendant, represented by KYLE DAVID RETTBERG , NEAL GERBER & EISENBERG LLP, MICHAEL D. LIPUMA & PHILLIP L. STERN , NEAL GERBER & EISENBERG LLP.

FRESHWATER GLOBAL ALPHA FUND, L.P., Movant, represented by DEBORAH R. GROSS , KAUFMAN, COREN & RESS, PC.

ORDER

This 20th day of July, 2016, upon consideration of Defendant Sumo Capital LLC's Motion to Amend the Judgment to Include Mandatory Rule 11 Findings and Impose Sanctions, Plaintiff's Response, Defendant's Reply, and the full record of this case, it is ORDERED:

1) Defendant...

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