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S.E.C. v. SPIVAK

Civil Action No. 15-13704-FDS.

194 F.Supp.3d 145 (2016)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. Vlad B. SPIVAK and Shirmila O. Doddi, Defendants.

United States District Court, D. Massachusetts.

Signed July 12, 2016.

Attorney(s) appearing for the Case

John D. Worland, Jr., Jan M. Folena, U.S. Securities and Exchange Commission, Washington, DC, for Plaintiff.

Vlad B. Spivak, Medford, MA, pro se.

Shirmila O. Doddi, San Diego, CA, pro se.

MEMORANDUM AND ORDER ON DEFENDANT'S MOTIONS TO DISMISS

This is a civil-enforcement action brought by the Securities and Exchange Commission against Vlad Spivak and Shirmila Doddi for insider trading in violation of §...

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