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KLAWONN v. YA GLOBAL INVESTMENTS, L.P.

Civ. No. 10-2108 (KM).

WILLIAM KLAWONN, Plaintiff, v. YA GLOBAL INVESTMENTS, L.P. AND NEOMEDIA TECHNOLOGIES, INC., Defendants.

United States District Court, D. New Jersey.

May 6, 2016.

Attorney(s) appearing for the Case

WILLIAM KLAWONN, Plaintiff, represented by GARY S. GRAIFMAN , KANTROWITZ, GOLDHAMER & GRAIFMAN, ESQS..

YA GLOBAL INVESTMENTS, L.P., Defendant, represented by BRIAN M. ENGLISH , TOMPKINS, MCGUIRE, WACHENFELD & BARRY, LLP.

NEOMEDIA TECHNOLOGIES, INC., Defendant, represented by ELIZABETH J. SHER , DAY PITNEY LLP.

OPINION

This is an action for disgorgement of short-swing profits allegedly earned in violation of Section 16(b) of the Securities Exchange Act of 1934 ("SEA"), 15 U.S.C. § 78p(b). William Klawonn, an investor in NeoMedia Technologies, Inc. ("NeoMedia") seeks to claw back profits realized by YA Global...

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