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SECURITIES AND EXCHANGE COMMISSION v. GLR CAPITAL MANAGEMENT, LLC

Case No. CV12-02663 (EJD).

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. GLR CAPITAL MANAGEMENT, LLC; GLR ADVISORS, LLC; JOHN A. GERINGER; CHRISTOPHER A. LUCK; and KEITH E. RODE, Defendants, And GLR GROWTH FUND, L.P., Relief Defendant.

United States District Court, N.D. California, San Jose Division.

May 2, 2016.

Attorney(s) appearing for the Case

Gregory Sterling, Special Master, Pro Se.

Gregory Sterling, Special Master, represented by Gregory Sterling , Court-appointed Special Master.

Securities And Exchange Commission, Plaintiff, represented by Robert J. Durham , Securities and Exchange Commission, Jeffrey Benjamin Schenk , US Attorney's Office, Marc J. Fagel , Securities and Exchange Commission, Michael Scott Dicke , Fenwick and West LLP, Robert S. Leach , United States Attorney's Office, Sheila Ellen O'Callaghan , Securities and Exchange Commission & Susan F. LaMarca , Securities and Exchange Commission.

John Arnold Geringer, Defendant, Pro Se.

Christopher A. Luck, Defendant, Pro Se.

Keith Everts Rode, Defendant, Pro Se.

Lynn Bridges, et al., Objector, represented by Jose Camilo Artiga-Purcell , Cotchett, Pitre and McCarthy, LLP & Philip Lawrence Gregory , Cotchett, Pitre & McCarthy, LLP.

CliftonLarsonAllen LLP, Objector, represented by Patricia L. Bonheyo , Glynn & Finley, LLP.

Santa Cruz County Bank, Miscellaneous, represented by Paul James Hall, Esq. , DLA Piper LLP.

AMENDED (PROPOSED) ORDER

The Court, having reviewed the Special Master's Report No. 5, and evidence and proof having been made to the satisfaction of the Court, the Court hereby rules as follows:

1. IT IS HEREBY ORDERED that upon entry of this Order, GLR Capital...

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