SECURITIES AND EXCHANGE COMMISSION v. AEQUITAS MANAGEMENT, LLC

Case No. 3:16-cv-00438-PK.

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. AEQUITAS MANAGEMENT, LLC; AEQUITAS HOLDINGS, LLC; AEQUITAS COMMERCIAL FINANCE, INC.; AEQUITAS CAPITAL MANAGEMENT, INC.; AEQUITAS INVESTMENT MANAGEMENT, LLC; ROBERT J. JESENIK; BRIAN A. OLIVER; and N. SCOTT GILLIS, Defendants.

United States District Court, D. Oregon, Portland Division.

March 15, 2016.


Attorney(s) appearing for the Case

Securities and Exchange Commission, Plaintiff, represented by Sheila E. O'Callaghan , U.S. Securities and Exchange Commission, Wade M. Rhyne , Securities and Exchange Commission & Brent D. Smyth , U.S. Securities and Exchange Commission.

Carolyn Harris, Intervenor Plaintiff, represented by Robert S. Banks, Jr. , Samuels Yoelin Kantor LLP.

John Steinberg, Intervenor Plaintiff, represented by Robert S. Banks, Jr. , Samuels Yoelin Kantor LLP.

Pamela Steinberg, Intervenor Plaintiff, represented by Robert S. Banks, Jr. , Samuels Yoelin Kantor LLP.

Celia Casas, Intervenor Plaintiff, represented by Robert S. Banks, Jr. , Samuels Yoelin Kantor LLP.

Jin Yang, Intervenor Plaintiff, represented by Robert S. Banks, Jr. , Samuels Yoelin Kantor LLP.

Honghua Yang, Intervenor Plaintiff, represented by Robert S. Banks, Jr. , Samuels Yoelin Kantor LLP.

Jody Savara, Intervenor Plaintiff, represented by Robert S. Banks, Jr. , Samuels Yoelin Kantor LLP.

Stanley Okamoto, Intervenor Plaintiff, represented by Robert S. Banks, Jr. , Samuels Yoelin Kantor LLP.

Parthasarathy Raguram, Intervenor Plaintiff, represented by Robert S. Banks, Jr. , Samuels Yoelin Kantor LLP.

Leon Brown, Intervenor Plaintiff, represented by Robert S. Banks, Jr. , Samuels Yoelin Kantor LLP.

Edward Goodman, Intervenor Plaintiff, represented by Robert S. Banks, Jr. , Samuels Yoelin Kantor LLP.

Lenetta Goodman, Intervenor Plaintiff, represented by Robert S. Banks, Jr. , Samuels Yoelin Kantor LLP.

Michael Ashmore, Intervenor Plaintiff, represented by Robert S. Banks, Jr. , Samuels Yoelin Kantor LLP.

Marita Ashmore, Intervenor Plaintiff, represented by Robert S. Banks, Jr. , Samuels Yoelin Kantor LLP.

Elisabeth Secan, Intervenor Plaintiff, represented by Robert S. Banks, Jr. , Samuels Yoelin Kantor LLP.

John Newcomb, Intervenor Plaintiff, represented by Robert S. Banks, Jr. , Samuels Yoelin Kantor LLP.

Debby Newcomb, Intervenor Plaintiff, represented by Robert S. Banks, Jr. , Samuels Yoelin Kantor LLP.

Majid Majidian, Intervenor Plaintiff, represented by Robert S. Banks, Jr. , Samuels Yoelin Kantor LLP.

Phil Ringle, Intervenor Plaintiff, represented by Robert S. Banks, Jr. , Samuels Yoelin Kantor LLP.

James Ringle, Intervenor Plaintiff, represented by Robert S. Banks, Jr. , Samuels Yoelin Kantor LLP.

Marva Fabien, Intervenor Plaintiff, represented by Robert S. Banks, Jr. , Samuels Yoelin Kantor LLP.

Aequitas Management, LLC, Defendant, represented by Brian M. Nichilo , Pepper Hamilton LLP, pro hac vice, Ivan B. Knauer , Pepper Hamilton LLP, pro hac vice, Jeffrey S. Eden , Schwabe Williamson & Wyatt, PC, Troy D. Greenfield , Schwabe Williamson & Wyatt, PC & Joel A. Parker , Schwabe Williamson & Wyatt, PC.

Aequitas Holdings, LLC, Defendant, represented by Brian M. Nichilo , Pepper Hamilton LLP, pro hac vice, Ivan B. Knauer , Pepper Hamilton LLP, pro hac vice, Jeffrey S. Eden , Schwabe Williamson & Wyatt, PC, Troy D. Greenfield , Schwabe Williamson & Wyatt, PC & Joel A. Parker , Schwabe Williamson & Wyatt, PC.

Aequitas Commercial Finance, LLC, Defendant, represented by Brian M. Nichilo , Pepper Hamilton LLP, pro hac vice, Ivan B. Knauer , Pepper Hamilton LLP, pro hac vice, Jeffrey S. Eden , Schwabe Williamson & Wyatt, PC, Troy D. Greenfield , Schwabe Williamson & Wyatt, PC & Joel A. Parker , Schwabe Williamson & Wyatt, PC.

Aequitas Capital Management, Inc., Defendant, represented by Brian M. Nichilo , Pepper Hamilton LLP, pro hac vice, Ivan B. Knauer , Pepper Hamilton LLP, pro hac vice, Jeffrey S. Eden , Schwabe Williamson & Wyatt, PC, Troy D. Greenfield , Schwabe Williamson & Wyatt, PC & Joel A. Parker , Schwabe Williamson & Wyatt, PC.

Aequitas Investment Management, LLC, Defendant, represented by Brian M. Nichilo , Pepper Hamilton LLP, pro hac vice, Ivan B. Knauer , Pepper Hamilton LLP, pro hac vice, Jeffrey S. Eden , Schwabe Williamson & Wyatt, PC, Troy D. Greenfield , Schwabe Williamson & Wyatt, PC & Joel A. Parker , Schwabe Williamson & Wyatt, PC.

Wells Fargo Securities, LLC, Interested Party, represented by Mary J Heston , Lane Powell, PC & Milo Petranovich , Lane Powell, PC.

Wells Fargo Bank, N.A., Interested Party, represented by Mary J Heston , Lane Powell, PC & Milo Petranovich , Lane Powell, PC.


[PROPOSED] ORDER GRANTING STIPULATED REQUEST FOR PRELIMINARY INJUNCTION AS TO AEQUITAS MANAGEMENT, LLC; AEQUITAS HOLDINGS, LLC; AEQUITAS COMMERCIAL FINANCE, INC.; AEQUITAS CAPITAL MANAGEMENT, INC.; AND AEQUITAS INVESTMENT MANAGEMENT, LLC

This matter came before the Court on stipulation...

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