1. Home
  2. Browse Decisions
  3. F.Supp.3d
  4. 162 F.Supp.3d
  5. 162 F.Supp.3d 754 (2016)
 

S.E.C. v. NUTMEG GROUP, LLC

No. 09-cv-1775.

162 F.Supp.3d 754 (2016)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. The NUTMEG GROUP, LLC, Randall Goulding, and David Goulding, Defendants, David Goulding, Inc., David Samuel, LLC, Financial Alchemy, LLC, Philly Financial, LLC, and Eric Irrgang, Relief Defendants.

United States District Court, N.D. Illinois, Eastern Division.

Signed February 18, 2016.

Attorney(s) appearing for the Case

Robert MacDonald Moye, Andrew Charles Shoenthal, Benjamin J. Hanauer, U.S. Securities & Exchange Commission, Stephen Novack, Timothy John Miller, Olivia Grace St. Clair, Rebekah Hava Parker, Novack and Macey LLP, Chicago, IL, for Plaintiff.

Randall Goulding, Deerfield, IL, pro se.

David Samuel Goulding, Madison, WI, pro se.

Fredrick Rahn Harbecke, Law Offices of Fred R. Harbecke, Alan M. Wolper, Ulmer & Berne, LLP, Jamie S. Franklin, The Franklin Law Firm LLC, Martin Wojslaw Jaszczuk, Locke Lord Bissell & Liddell LLP, Daryl M. Schumacher, Howard J. Rosenburg, Kopecky, Schumacher & Bleakley, PC, Chicago, IL, Randall S. Goulding, Law Offices of Randall S. Goulding & Associates, Deerfield, IL, for Defendants/Relief Defendants.

MEMORANDUM OPINION AND ORDER

Plaintiff Securities and Exchange Commission (the "SEC") sued three defendants — The Nutmeg Group, LLC ("Nutmeg"); Randall Goulding ("Randall"); and David Goulding ("David") — alleging violations of the Investment Advisers Act of 1940 (the "Advisers...

Let's get started

Leagle.com

Welcome to the leading source of independent legal reporting
Sign on now to see your case.
Or view more than 10 million decisions and orders.

  • Updated daily.
  • Uncompromising quality.
  • Complete, Accurate, Current.

Listed below are the cases that are cited in this Featured Case. Click the citation to see the full text of the cited case. Citations are also linked in the body of the Featured Case.

Cited Cases

  • No Cases Found

Listed below are those cases in which this Featured Case is cited. Click on the case name to see the full text of the citing case.

Citing Cases