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U.S. SECURITIES AND EXCHANGE COMMISSION v. COMMONWEALTH ADVISORS, INC.

Civil Action No. 12-700-JWD-SCR.

U.S. SECURITIES AND EXCHANGE COMMISSION v. COMMONWEALTH ADVISORS, INC. AND WALTER A. MORALES.

United States District Court, M.D. Louisiana.

September 28, 2015.

Attorney(s) appearing for the Case

U.S. Securities and Exchange Commission, Plaintiff, represented by John Joseph Gaupp , United States Attorney's Office, A. David Williams , U.S. Securities & Exchange Commission & Gary M. Zinkgraf , United States Securites and Exchange Commission.

Commonwealth Advisors, Inc., Defendant, represented by Fredrick R. Tulley , Taylor, Porter, Brooks & Phillips, Eugene R. Groves , Taylor, Porter, Brooks & Phillips, John Anthony Milazzo, Jr. , Taylor, Porter, Brooks & Phillips, L.L.P. & Ryan Keith French , Taylor, Porter, Brooks & Phillips, LLP.

Walter A. Morales, Defendant, represented by Fredrick R. Tulley , Taylor, Porter, Brooks & Phillips, Eugene R. Groves , Taylor, Porter, Brooks & Phillips, John Anthony Milazzo, Jr. , Taylor, Porter, Brooks & Phillips, L.L.P. & Ryan Keith French , Taylor, Porter, Brooks & Phillips, LLP.

Department of Justice, Interested Party, represented by John Joseph Gaupp , United States Attorney's Office.

RULING ON PLAINTIFF'S MOTION TO COMPEL

Before the court is the Plaintiff's Second Motion to Compel filed by plaintiff U.S. Securities and Exchange Commission. Record document number 86. The motion is opposed.1

All of the parties evidentiary...

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