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SECURITIES AND EXCHANGE COMMISSION v. ALETHEIA RESEARCH AND MANAGEMENT, INC.

Case No. CV12-10692 JFW (RZx).

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. ALETHEIA RESEARCH AND MANAGEMENT, INC., and PETER J. EICHLER, JR., Defendants.

United States District Court, C.D. California.

May 11, 2015.

Attorney(s) appearing for the Case

JOHN B. BULGOZDY , GARY Y. LEUNG , JANET E. MOSER , Attorneys for Plaintiff, Securities and Exchange Commission Michele Wein Layne, Regional Director Lorraine B. Echavarria, Associate Regional Director John W. Berry, Regional Trial Counsel. Los Angeles, California.

JUDGMENT AS TO DEFENDANT PETER J. EICHLER, JR.

The Securities and Exchange Commission (the "SEC") having filed a Complaint and Defendant Peter J. Eichler, Jr. ("Eichler") having entered a general appearance and having consented to the Court's jurisdiction over Defendant and the subject matter of this action...

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