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FOX v. LIFEMARK SECURITIES CORP.

No. 12-CV-6650.

84 F.Supp.3d 239 (2015)

Alan H. FOX, Plaintiffs, v. LIFEMARK SECURITIES CORP. and Jeffrey Morrison, Defendants.

United States District Court, W.D. New York.

Signed January 8, 2015.

Attorney(s) appearing for the Case

Rita W. Gordon, Gordon Associates, New York, NY, for Plaintiffs.

Luigi Spadafora, Matthew Tracy, Winget, Spadafora & Schwartzberg, LLP, New York, NY, for Defendants.

DECISION AND ORDER

INTRODUCTION

Plaintiff Alan H. Fox ("plaintiff" or "Fox") brings this action against LifeMark Securities Corporation ("LifeMark") and his investment advisor Jeffrey Morrison ("Morrison") (collectively "defendants") pursuant to section 10(b) of the Securities Exchange...

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