McCRUDDEN v. NATIONAL FUTURES ASSOCIATION

No. 13CV6930-LTS-SN.

VINCENT PATRICK McCRUDDEN, Plaintiff, v. NATIONAL FUTURES ASSOCIATION et al., Defendants.

United States District Court, S.D. New York.

September 8, 2014.


Attorney(s) appearing for the Case

Vincent Patrick McCrudden, Plaintiff, Pro Se.

US Commodity Futures Trading Commission, Defendant, represented by Rebecca Sol Tinio, U.S. Attorney's Office.

Gary Gensler, Defendant, represented by Rebecca Sol Tinio, U.S. Attorney's Office.

Timothy J. Mulreaney, Defendant, represented by Rebecca Sol Tinio, U.S. Attorney's Office.

James H. Holl, III, Defendant, represented by Rebecca Sol Tinio, U.S. Attorney's Office.

Joseph Rosenberg, Defendant, represented by Rebecca Sol Tinio, U.S. Attorney's Office.

Sophia Siddiqui, Defendant, represented by Rebecca Sol Tinio, U.S. Attorney's Office.

Elizabeth Brennan, Defendant, represented by Rebecca Sol Tinio, U.S. Attorney's Office.

Mark Bucard, Defendant, represented by Rebecca Sol Tinio, U.S. Attorney's Office.

Steven Ringer, Defendant, represented by Rebecca Sol Tinio, U.S. Attorney's Office.

Rueben Jeffrey, III, Defendant, represented by Rebecca Sol Tinio, U.S. Attorney's Office.

Michael Dunn, Defendant, represented by Rebecca Sol Tinio, U.S. Attorney's Office.

Walter Lukken, Defendant, represented by Rebecca Sol Tinio, U.S. Attorney's Office.

Robert Zwirb, Defendant, represented by Rebecca Sol Tinio, U.S. Attorney's Office.

Elliot Ramirez, Defendant, represented by Rebecca Sol Tinio, U.S. Attorney's Office.

William S. Liebman, Defendant, represented by Rebecca Sol Tinio, U.S. Attorney's Office.

Gloria B. Clement, Defendant, represented by Rebecca Sol Tinio, U.S. Attorney's Office.

Kevin Webb, Defendant, represented by Rebecca Sol Tinio, U.S. Attorney's Office.

Gretchen Lowe, Defendant, represented by Rebecca Sol Tinio, U.S. Attorney's Office.

National Futures Association, Defendant, represented by Michael J Daley, Nisen & Elliott, LLC.

Daniel Driscoll, Defendant, represented by Michael J Daley, Nisen & Elliott, LLC.

Dan Roth, Defendant, represented by Michael J Daley, Nisen & Elliott, LLC.

Charles Nastro, Defendant, represented by Michael J Daley, Nisen & Elliott, LLC.

Michael Crowley, Defendant, represented by Michael J Daley, Nisen & Elliott, LLC.

Heather McDonald, Defendant, represented by Michael J Daley, Nisen & Elliott, LLC.

Michael Schaefer, Defendant, represented by Michael J Daley, Nisen & Elliott, LLC.

david M. Kozak, Independant Defendant, represented by Michael J Daley, Nisen & Elliott, LLC.

Robert Murray, Independent Defendant, represented by Michael J Daley, Nisen & Elliott, LLC.

FINRA - Financial Regulatory Authority, Defendant, represented by Douglas Randall Cox, Gibson, Dunn & Crutcher, LLP.

Gregory Firehock, Defendant, represented by Douglas Randall Cox, Gibson, Dunn & Crutcher, LLP.

Richard Ketchum, Defendant, represented by Douglas Randall Cox, Gibson, Dunn & Crutcher, LLP.

Lawrence Bernard, Defendant, represented by Douglas Randall Cox, Gibson, Dunn & Crutcher, LLP.

Leo Kane, Defendant, represented by Douglas Randall Cox, Gibson, Dunn & Crutcher, LLP.

leo Orenstein, Defendant, represented by Douglas Randall Cox, Gibson, Dunn & Crutcher, LLP.

James Day, Defendant, represented by Douglas Randall Cox, Gibson, Dunn & Crutcher, LLP.

Cindy Foster, Defendant, represented by Douglas Randall Cox, Gibson, Dunn & Crutcher, LLP.

Perry Hubbard, Defendant, represented by Douglas Randall Cox, Gibson, Dunn & Crutcher, LLP.

Michael Rogal, Defendant, represented by Douglas Randall Cox, Gibson, Dunn & Crutcher, LLP.

Susan Merrill, Defendant, represented by Douglas Randall Cox, Gibson, Dunn & Crutcher, LLP.

Terri Reicher, Defendant, represented by Douglas Randall Cox, Gibson, Dunn & Crutcher, LLP.

Robert Turk, Defendant, represented by Douglas Randall Cox, Gibson, Dunn & Crutcher, LLP.

David Sonnenberg, Defendant, represented by Douglas Randall Cox, Gibson, Dunn & Crutcher, LLP.

William Behrens, Defendant, represented by Douglas Randall Cox, Gibson, Dunn & Crutcher, LLP.

Thomas Santucci, Defendant, represented by Douglas Randall Cox, Gibson, Dunn & Crutcher, LLP.

Stephen Luperello, Defendant, represented by Douglas Randall Cox, Gibson, Dunn & Crutcher, LLP.

Linda Feinberg, Defendant, represented by Douglas Randall Cox, Gibson, Dunn & Crutcher, LLP.

James Shorris, Defendant, represented by Douglas Randall Cox, Gibson, Dunn & Crutcher, LLP.

Alan Lawhead, Defendant, represented by Douglas Randall Cox, Gibson, Dunn & Crutcher, LLP.

Defendant, represented by Douglas Randall Cox, Gibson, Dunn & Crutcher, LLP.

Marcia E. Asquith, Defendant, represented by Douglas Randall Cox, Gibson, Dunn & Crutcher, LLP.

Salene Hitchcock - Gear, Defendant, represented by Douglas Randall Cox, Gibson, Dunn & Crutcher, LLP.

David P. Alsup, Defendant, represented by Douglas Randall Cox, Gibson, Dunn & Crutcher, LLP.

Barbara Black, Defendant, represented by Douglas Randall Cox, Gibson, Dunn & Crutcher, LLP.

Pam Caveness, Defendant, represented by Douglas Randall Cox, Gibson, Dunn & Crutcher, LLP.

Lisa M. Fairfax, Defendant, represented by Douglas Randall Cox, Gibson, Dunn & Crutcher, LLP.

Michael Fishman, Defendant, represented by Douglas Randall Cox, Gibson, Dunn & Crutcher, LLP.

Stephen A. Kohn, Defendant, represented by Douglas Randall Cox, Gibson, Dunn & Crutcher, LLP.

Donald C. Langevoort, Defendant, represented by Douglas Randall Cox, Gibson, Dunn & Crutcher, LLP.

Jonathan R. Macey, Defendant, represented by Douglas Randall Cox, Gibson, Dunn & Crutcher, LLP.

Andrew S. Margolin, Defendant, represented by Douglas Randall Cox, Gibson, Dunn & Crutcher, LLP.

John R. Muschalek, Defendant, represented by Douglas Randall Cox, Gibson, Dunn & Crutcher, LLP.

Donna M. Nagy, Defendant, represented by Douglas Randall Cox, Gibson, Dunn & Crutcher, LLP.

John FX Peloso, Defendant, represented by Douglas Randall Cox, Gibson, Dunn & Crutcher, LLP.


MEMORANDUM ORDER

LAURA TAYLOR SWAIN, District Judge.

Pro se Plaintiff Vincent Patrick McCrudden ("Plaintiff") brings this action against Defendants National Futures Association ("NFA"), U.S. Commodity Futures Trading Commission ("CFTC"), Financial Industry Regulatory Authority ("FINRA"), the National Adjudicatory Council ("NAC"), and individual employees and former employees of the entity defendants (collectively, "Defendants"), asserting...

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