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S.E.C. v. CITIGROUP GLOBAL MARKETS INC.

No. 11-cv-7387 (JSR).

34 F.Supp.3d 379 (2014)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. CITIGROUP GLOBAL MARKETS INC., Defendant.

United States District Court, S.D. New York.

Signed August 5, 2014.

Attorney(s) appearing for the Case

Andrew H. Feller, Jeffrey Thomas Infelise, Kenneth R. Lench, Reid Anthony Muoio, Thomas D. Silverstein, Securities and Exchange Commission, Washington, DC, for Plaintiff.

Brad Scott Karp, Susanna Michele Buergel, Theodore Von Wells, Jr., Paul, Weiss, Rifkind, Wharton & Garrison LLP, New York, NY, for Defendant.

OPINION

This case is back before the Court on remand from the Court of Appeals. They who must be obeyed have spoken,1 and this Court's duty is to faithfully fulfill their mandate.2

As the Court of Appeals recognized, this Court declined...

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