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SANTOS-BUCH v. FINANCIAL INDUSTRY REGULATORY AUTH.

No. 14-cv-651 (SAS).

32 F.Supp.3d 475 (2014)

Alan SANTOS-BUCH, Plaintiff, v. FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC., Defendant.

United States District Court, S.D. New York.

Filed July 8, 2014.

Attorney(s) appearing for the Case

Eric W. Berry, Esq., Eric W. Berry, PC, Paul R. McMenamin, Esq., McMenamin Law Group, New York, NY, for Plaintiff.

Terri L. Reicher, Esq., National Association of Securities Dealers, Office of General Counsel, Washington, DC, for Defendant.

OPINION AND ORDER

I. INTRODUCTION

Alan Santos-Buch brings this action for breach of contract and invasion of privacy against the Financial Industry Regulatory Authority ("FINRA").1 Santos-Buch seeks (1) a declaratory judgment to prohibit notice of a 1997...

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