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SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. v. OBERT

Civil Action No. 14-cv-01303-KLM.

SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. Plaintiff, v. MATTHEW OBERT Defendant.

United States District Court, D. Colorado.

May 29, 2014.

Attorney(s) appearing for the Case

VAUGHAN & DEMURO, Shelby A. Felton, Denver, CO, Attorney for Obert.

FISHER & PHILLIPS LLP, James P. McLaughlin, Michael R. Greco, Radnor, Pennsylvania.

Danielle S. Urban, Denver, CO, Attorneys for Plaintiff.

FINAL CONSENT ORDER

KRISTIN L. MIX, Magistrate Judge.

By consent of Plaintiff Schwab Private Client Investment Advisory, Inc. ("Plaintiff" or "Schwab"), and Defendant Matthew Obert ("Obert"), on the condition that nothing herein is intended as an admission, acceptance, or agreement that any party engaged in any wrongdoing in connection with this matter:

1. IT IS HEREBY ORDERED that Defendant Matthew Obert is hereby enjoined, directly or indirectly...

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