STREAM SICAV, DHARANENDRA RAI, and TIEN CHUNG, Individually and on Behalf of All Others Similarly Situated, Plaintiffs,
v.
JAMES JUN WANG, SMARTHEAT, INC., and JOHN DOES 1-4, Defendants.
United States District Court, S.D. New York.https://leagle.com/images/logo.png
In this putative class action, plaintiffs allege that defendants SmartHeat, Inc. ("SmartHeat") and James Jun Wang violated § 10(b) of the Securities Exchange Act of 1934, 15 U.S.C. § 78j(b), and the United States Securities and Exchange Commission's implementing rule, 17 C.F.R. § 240.10b-5. During discovery, plaintiffs moved to compel SmartHeat to produce responsive documents held by...
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