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S.E.C. v. APUZZO

Civil No. 3:07CV1910(AWT).

8 F.Supp.3d 178 (2014)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. Joseph F. APUZZO, Defendant.

United States District Court, D. Connecticut.

Signed March 31, 2014.

Attorney(s) appearing for the Case

Charles D. Stodghill, Lesley B. Atkins, Securities & Exchange Commission, Washington, DC, John B. Hughes, U.S. Attorney's Office, New Haven, CT, for Plaintiff.

Lisa J. Hart, Maureen P. Reid, Richard Benjamin Harper, Seth T. Taube, Baker & Botts, LLP, New York, NY, Patrick J. McHugh, Law Offices of Patrick McHugh, Southport, CT, Richard S. Gora, Finn Dixon & Herling, Stamford, CT, for Defendant.

RULING ON MOTION FOR PARTIAL SUMMARY JUDGMENT

ALVIN W. THOMPSON, District Judge.

The Securities and Exchange Commission (the "SEC") brings this action pursuant to §§ 21(d) and 21(e) of the Exchange Act, 15 U.S.C. §§ 78u(d) and (e), against Joseph F. Apuzzo ("Apuzzo"), the former chief financial officer of Terex Corporation ("Terex"), alleging that he aided and abetted a fraudulent...

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