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STREAM SICAV v. WANG

No. 12 Civ. 6682 (PAE).

989 F.Supp.2d 264 (2013)

STREAM SICAV, Dharanendra Rai, and Tien Chung, Individually and on Behalf of All Others Similarly Situated, Plaintiff, v. James Jun WANG, Smartheat, Inc., and John Does 1-4, Defendants.

United States District Court, S.D. New York.

Signed October 7, 2013.

Attorney(s) appearing for the Case

Phillip C. Kim, Jonathan Richard Horne, Laurence Matthew Rosen, Yu Shi, The Rosen Law Firm P.A., New York, NY, for Plaintiff.

OPINION & ORDER

PAUL A. ENGELMAYER, District Judge:

In this putative class action, lead plaintiff Stream SICAV and named plaintiffs Dharanendra Rai and Tien Chung (collectively "Stream SICAV" or "plaintiffs") allege that defendants SmartHeat, Inc. ("SmartHeat") and James Jun Wang violated § 10(b) of the Securities Exchange Act of 1934 (the "Exchange Act"), 15 U.S.C. § 78j(b), and the United States Securities and Exchange Commission's...

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