MEMORANDUM OPINION AND ORDER
CEDARBAUM, District Judge.
The Securities and Exchange Commission ("SEC") brings this enforcement action under Section 5 of the Securities Act of 1933 and Section 10(b) of the Exchange Act of 1934 against attorney Virginia K. Sourlis. Both parties have moved for summary judgment on liability. At oral argument on November 16, 2012, I granted the SEC's motion for summary judgment for aiding and abetting a violation of Section...
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