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BRUCK v. MORGAN STANLEY SMITH BARNEY, LLC

Civil Case No. 12-12005-NMG.

967 F.Supp.2d 418 (2013)

Michael BRUCK, Plaintiff, v. MORGAN STANLEY SMITH BARNEY, LLC, Morgan Stanley & Co., LLC, Defendants.

United States District Court, D. Massachusetts.

May 23, 2013.

Attorney(s) appearing for the Case

Michael Bruck, Boston, MA, pro se.

John R. Snyder, Tabitha W. Macharia, Bingham McCutchen LLP, Boston, MA, for Defendants.

MEMORANDUM & ORDER

GORTON, District Judge.

Plaintiff Michael Bruck ("Bruck") alleges that defendants Morgan Stanley Smith Barney, LLC and Morgan Stanley & Co., LLC (collectively "Morgan Stanley" or "defendants") created "an unlawful and fraudulent scheme to avoid the fiduciary duties imposed upon them" by the Investment Advisors Act ("IAA").

I. Background

Bruck hired defendants in 2007 to manage his assets...

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