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COULTER v. MORGAN STANLEY & CO., INC.

No. 11 Civ. 1849(DAB).

936 F.Supp.2d 306 (2013)

G. Kenneth COULTER, John Siefken, Gregory Major, Michael Chieko, Eli Mond, John Sudolsky, on behalf of themselves and all others similarly situated, Plaintiffs, v. MORGAN STANLEY & CO., INC. et al., Defendants.

United States District Court, S.D. New York.

March 28, 2013.

Attorney(s) appearing for the Case

Arvind Khurana, Sanford P. Dumain, Lori Gwen Feldman, Milberg LLP, Mark C. Rifkin, Michael Jaffe, Wolf Haldenstein Adler Freeman & Herz LLP, Robert I. Harwood, Tanya Korkhov, Harwood Feffer LLP, New York, NY, for Plaintiffs.

Charles S. Duggan, Robert Frank Wise, Jr, Davis Polk & Wardwell L.L.P., New York, NY, for Defendants.

OPINION

DEBORAH A. BATTS, District Judge.

This class action is brought by participants in the Morgan Stanley 401(k) Plan ("401 (k) Plan") and the Morgan Stanley Employee Stock Ownership Plan ("ESOP") (collectively the "Plans") against Defendants Morgan Stanley ("Morgan Stanley" or the "Company"), Morgan Stanley & Co., Inc. ("MS & Co."), Karen Jamesley, Morgan Stanley's Global Director of Human Resources ("Jamesley"), John Mack, the Chairman...

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