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U.S. S.E.C. v. ST. ANSELM EXPLORATION CO.

Civil Case No. 11-cv-00668-REB-MJW.

936 F.Supp.2d 1281 (2013)

UNITED STATES SECURITIES and EXCHANGE COMMISSION, Plaintiff, v. ST. ANSELM EXPLORATION CO., Michael A. Zakroff, Mark S. Palmer, Anna M.R. Wells, and Steven S. Etkind, Defendants.

United States District Court, D. Colorado.

March 29, 2013.

Attorney(s) appearing for the Case

Barbara Tolliver Wells, Dugan William Bliss, Nancy Johnson Gegenheimer, U.S. Securities & Exchange Commission, Denver, CO, for Plaintiff.

Carla B. Minckley, Thomas D. Birge, Birge & Minckley, PC, Centennial, CO, David A. Zisser, Michelle M. Meyer, Davis Graham & Stubbs, LLP, Denver, CO, for Defendants.

MEMORANDUM OPINION AND ORDER

BLACKBURN, District Judge.

This case came before me for trial to the court from July 23 through August 2, 2012, on the claims of plaintiff, United States Securities and Exchange Commission (SEC), for misrepresentation pursuant to section 17(a)(2) of the Securities Act of 19331 and SEC Rule 10b-5(b)2 promulgated under section 10(b)3 of the Securities...

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