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PUBLIC INVS. ARBITRATION BAR ASS'N v. U.S. S.E.C.

Civil Action No. 11-2285 (BAH).

930 F.Supp.2d 55 (2013)

PUBLIC INVESTORS ARBITRATION BAR ASSOCIATION, Plaintiff, v. UNITED STATES SECURITIES and EXCHANGE COMMISSION, Defendant.

United States District Court, District of Columbia.

March 14, 2013.

Attorney(s) appearing for the Case

Daniel A. Ball, Rockville, MD, for Plaintiff.

Karen Johnson Shimp, Kathleen A. Cody, Melinda Hardy, U.S. Securities and Exchange Commission, Washington, DC, for Defendant.

MEMORANDUM OPINION

BERYL A. HOWELL, District Judge.

The plaintiff, an association of attorneys who represent public investors in securities arbitrations, brings this action against the defendant U.S. Securities and Exchange Commission ("SEC") to compel its compliance with the Freedom of Information Act ("FOIA"), 5 U.S.C. § 552. Pursuant to the FOIA, the plaintiff requested various records related to the SEC's oversight of the Financial Industry...

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