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S.E.C. v. SCHOOLER

Case No. 12-CV-2164-LAB-JMA.

902 F.Supp.2d 1341 (2012)

SECURITIES and EXCHANGE COMMISSION, Plaintiff, v. Louis SCHOOLER and First Financial Planning Corporation d/b/a Western Financial Planning Corporation, Defendant.

United States District Court, S.D. California.

October 5, 2012.

Attorney(s) appearing for the Case

Molly M White, Sara D. Kalin, Securities and Exchange Commission, Los Angeles, CA, for Plaintiff.

Eric Hougen, Law Offices Of Eric J. Hougen, Edward G Fates, Allen Matkins Leek Gamble Mallory & Natsis, San Diego, CA, for Defendant.

PRELIMINARY INJUNCTION ORDER

LARRY ALAN BURNS, District Judge.

The SEC filed a complaint against Schooler and Western Financial on September 4, and on September 6 it applied for a temporary restraining order. The Court entered a TRO that same day. After denying Defendants' motion to dissolve the TRO and hearing oral argument — after which the parties attempted to reach a settlement and failed...

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