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S.E.C. v. KELLY

No. 08 Civ. 4612(CM).

817 F.Supp.2d 340 (2011)

SECURITIES and EXCHANGE COMMISSION, Plaintiff, v. John Michael KELLY, Steven E. Rindner, and Mark Wovsaniker, Defendants.

United States District Court, S.D. New York.

September 22, 2011.

Attorney(s) appearing for the Case

David Frohlich, Jeffrey Brian Finnell, John J. Bowers, Melissa A. Robertson, Richard S. Hong, Richard Edward Simpson, Scott W. Friestad, Thomas D. Manganello, John David Worland, Jr., U.S. Securities and Exchange Commission, Washington, DC, for Plaintiff.

Reid Weingarten, Steptoe & Johnson, LLP, Andrew Lee Morrison, K & L Gates LLP, New York, NY, Anthony Rapa, Erin S. Vagley, Jennie Kneedler, Patrick F. Linehan, Jill Christine Maguire, Robert Moore, Roger E. Warin, Steptoe & Johnson, L.L.P., Glenn R. Reichardt, Bethany M. Nikfar, Erin Ardale Koeppel, Stephen Gregory Topetzes, Theodore L. Kornobis, Stephen J. Crimmins, K & L Gates, Washington, DC, for Defendants.

DECISION AND ORDER GRANTING DEFENDANTS RINDNER'S AND WOVSANIKER'S MOTIONS FOR JUDGMENT ON THE PLEADINGS

McMAHON, District Judge.

Following the Supreme Court's recent decision in Janus Capital Group, Inc. v. First Derivative Traders, ___ U.S. ___, 131 S.Ct. 2296, 180 L.Ed.2d 166 (2011), Defendants Steven Rindner and Mark Wovsaniker move this Court for judgment on the pleadings pursuant to Federal Rule of Civil Procedure...

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