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RAIFMAN v. WACHOVIA SECURITIES, LLC

Case No. C 11-02885 SBA.

GREGORY R. RAIFMAN and SUSAN RAIFMAN, husband and wife, individually and on behalf of their marital community and as Trustees of the RAIFMAN FAMILY REVOCABLE INTERVIVOS TRUST and as beneficiaries of the PALLADIAN TRUST; GEKKO HOLDINGS, LLC, and HELICON INVESTMENTS, LTD., Plaintiffs, v. WACHOVIA SECURITIES, LLC, N/K/A WELLS FARGO ADVISORS, LLC; GEORGE GORDON, III, individually; and ROBERT EDDY, individually, Defendants.

United States District Court, N.D. California, Oakland Division.

May 7, 2012.

Attorney(s) appearing for the Case

Gregory R. Raifman, Plaintiff, represented by Steven Jay Rood , Law Offices of Steven Rood & Mark J. Wilson , Isaacson & Wilson, P.S., PRO HAC VICE.

Susan Raifman, husband & wife, individually and on behalf of their marital community and as Trustees of the Raifman Family Revocable Intervivos Trust and as beneficiaries of the Palladian Trust, Plaintiff, represented by Steven Jay Rood , Law Offices of Steven Rood & Mark J. Wilson , Isaacson & Wilson, P.S., PRO HAC VICE.

Gekko Holdings, LLC, Plaintiff, represented by Steven Jay Rood , Law Offices of Steven Rood & Mark J. Wilson , Isaacson & Wilson, P.S., PRO HAC VICE.

Helicon Investments, Ltd., Plaintiff, represented by Steven Jay Rood , Law Offices of Steven Rood & Mark J. Wilson , Isaacson & Wilson, P.S., PRO HAC VICE.

Wachovia Securities, LLC, n/k/a Wells Fargo Advisors, LLC, Defendant, represented by Ronald Eleger Wood , Proskauer Rose LLP, Adam Joseph Rottenberg , Proskauer Rose LLP & Jennifer Lynn Roche , Proskauer LLP.

George Gordon, III, individually, Defendant, represented by Ronald Eleger Wood , Proskauer Rose LLP, Adam Joseph Rottenberg , Proskauer Rose LLP & Jennifer Lynn Roche , Proskauer LLP.

ORDER GRANTING IN PART AND DENYING IN PART MOTION FOR LEAVE TO AMEND; AND DENYING MOTION TO DISMISS

Docket 12, 36, 53.

SAUNDRA BROWN ARMSTRONG, District Judge.

On April 1, 2011, Plaintiffs Gregory and Susan Raifman, Gekko Holdings, LLC, and Helicon Investments, Ltd. (collectively, "Plaintiffs") filed the instant action in the Superior Court of California, County of Alameda, alleging seven causes of action predicated on state law. Compl., Dkt. 1...

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