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NORTH ATLANTIC SECURITIES, LLC v. SHAW

No. 1:11-cv-00235-JAW.

813 F.Supp.2d 231 (2011)

NORTH ATLANTIC SECURITIES, LLC, et al., Plaintiffs, v. Judith M. SHAW, individually and in her capacity as Securities Administrator of the Maine Office Of Securities, Defendant.

United States District Court, D. Maine.

September 25, 2011.

Attorney(s) appearing for the Case

Andrew J. Goodman, Malcolm Seymour, III, Garvey Shubert Barer, New York, NY, Neal L. Weinstein, Law Office of Neal L. Weinstein, Old Orchard, ME, for Plaintiffs.

Paul Stern, Thomas A. Knowlton, Office of the Attorney General, Augusta, ME, for Defendant.

ORDER ON PLAINTIFFS' APPLICATION FOR TEMPORARY RESTRAINING ORDER

JOHN A. WOODCOCK, JR., District Judge.

Based on principles of Younger abstention, the Court denies the Plaintiffs' motion for a temporary restraining order to enjoin the state of Maine Office of Securities from proceeding with an imminent disciplinary hearing.

I. FACTUAL AND PROCEDURAL BACKGROUND

North Atlantic Securities...

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