SECURITIES AND EXCHANGE COMMISSION v. SIERRA BROKERAGE SERVICES, INC.

Case No. C2-03-326.

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. SIERRA BROKERAGE SERVICES, INC., ET AL., Defendants.

United States District Court S.D. Ohio Eastern Division.

January 6, 2012.


Attorney(s) appearing for the Case

United States Securities and Exchange Commission Plaintiff represented by Amy S Cotter .

United States Securities and Exchange Commission Plaintiff represented John E Birkenheier , U S Securities & Exchange Commission.

United States Securities and Exchange Commission Plaintiff represented Dale Edward Williams, Jr. , United States Attorney's Office.

United States Securities and Exchange Commission Plaintiff represented Kathryn A Pyszka , U S Securities and Exchange Commission, Division of Enforcement of the Commission.

United States Securities and Exchange Commission, Plaintiff, represented Mark Thomas D'Alessandro , United States Attorney's Office — 2.

United States Securities and Exchange Commission, Plaintiff, represented Tracy W Lo Securities & Exchange Commission.

Sierra Brokerage Services Inc c/o Jeffery A Richardson President Defendant Paula Milsom Brown , Kravitz, Brown & Dortch, LLC.

Aaron Tsai, Defendant, represented by Ronald E DePetris, DePetris & Bachrach LLP, PRO HAC VICE.

Aaron Tsai, Defendant, represented by Matthew T Anderson , Luper Neidenthal & Logan.

Michael M Markow, Defendant, represented by Kimberly Cocroft , Buckingham Doolittle & Burroughs LLP.

Global Guarantee Corporation Defendant represented by Kimberly Cocroft , Buckingham Doolittle & Burroughs LLP.

Francois Goelo, Defendant, represented by William Chester Wilkinson , Attorney at Law.

Francois Goelo, Defendant, represented by Aamer Ravji , Godwin Gruber LLP.

Francois Goelo, Defendant, represented by Phillip W Offill, Jr.

Yongzhi Yang, Defendant, represented by Irving M Einhorn , Law Offices of Irving M. Einhorn.

Ke Luo, Defendant, represented by Benjamin Brian Segel .

Ke Luo, Defendant, represented by Irving M Einhorn .

M&M Management Ltd c/o Ke Luo, Defendant, represented by Irving M Einhorn .

Jerome B Armstrong, Defendant, represented by Jerome B Armstrong, PRO SE.

Jerome B Armstrong, Defendant, represented by Irving M Einhorn, PRO SE.


FINAL JUDGMENT BY DEFAULT AGAINST DEFENDANT GLOBAL GUARANTEE CORPORATION

ALGENON MARBLEY, District Judge.

This cause coming to be heard on Plaintiff Securities and Exchange Commission's ("Commission") Motion for Final Judgment of Permanent Injunction and Other Relief Against Defendant Global Guarantee Corporation ("Global"); the Court having considered Plaintiff's Complaint, Plaintiff's Motion, Plaintiff's Memorandum in Support of...

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