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SECURITIES AND EXCHANGE COMMISSION v. NOVUS TECHNOLOGIES, LLC

Civil No. 2:07CV00235.

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. NOVUS TECHNOLOGIES, LLC, a Utah limited liability company, RALPH W. THOMPSON, JR., DUANE C. JOHNSON, RCH2, LLC, a Utah limited liability company, ROBERT CASEY HALL and ERIC J. WHEELER, Defendants, and US. VENTURES, LC, a Utah limited liability company, U.S. VENTURES INTERNATIONAL, LLC, a Utah limited liability company, ROBERT L. HOLLOWAY, ONLINE STRATEGIES GROUP, INC., a Delaware corporation, and DAVID Story, Relief Defendants.

United States District Court, D. Utah, Central Division.

August 3, 2011.

Attorney(s) appearing for the Case

Thomas M. Melton (4999), Daniel Wadley (10358), Lindsay S. McCarthy (5216), Attorneys for Plaintiff, Securities & Exchange Commission, 15 West South Temple, Suite 1800, Salt Lake City, Utah 84101, Tel. 801-524-5796.

FINAL JUDGMENT AS TO DEFENDANT RALPH W. THOMPSON, JR.

TENA CAMPBELL, District Judge.

The Securities and Exchange Commission having filed a Complaint and Defendant Ralph W. Thompson, Jr. ("Thompson"), having entered a general appearance, and the court having found that Thompson violated Sections 5(a), 5(c) and Sections 17(a)(2) and (3) of the Securities Act of 1933 and Section 15(a) of the Securities Exchange Act of 1934, and the court having granted summary...

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