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S.E.C. v. MORGAN KEEGAN & CO., INC.

No. 1:09-CV-1965-WSD.

806 F.Supp.2d 1253 (2011)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. MORGAN KEEGAN & COMPANY, INC., Defendant.

United States District Court, N.D. Georgia, Atlanta Division.

June 28, 2011.

Attorney(s) appearing for the Case

William P. Hicks, James Alexander Rue, Madison Graham Loomis, Robert K. Gordon, Securities & Exchange Commission, Atlanta, GA, for Plaintiff.

Michele A. Coffey, John Shin, Morgan Lewis & Bockius, New York, NY, Peter J. Anderson, Aaron Stephenson Furniss, Amelia Toy Rudolph, Sutherland Asbill & Brennan, LLP, Atlanta, GA, for Defendant.

OPINION AND ORDER

WILLIAM S. DUFFEY, JR., District Judge.

This matter is before the Court on Defendant Morgan Keegan & Company, Inc.'s Motion for Summary Judgment [40].

I. BACKGROUND

Morgan Keegan & Company, Inc. ("Morgan Keegan" or "Defendant") is a Memphis, Tennessee investment firm with over 1,200 brokers and 300 offices throughout the southeast. The firm offers financial...

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