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McGINN, SMITH & CO., INC. v. FINRA.

Civil Action No. 11-825 (CKK).

786 F.Supp.2d 139 (2011)

McGINN, SMITH & CO., INC. et al., Plaintiffs, v. FINANCIAL INDUSTRY REGULATORY AUTHORITY, Defendant.

United States District Court, District of Columbia.

May 15, 2011.

Attorney(s) appearing for the Case

David L. Smith, Saratoga Spring, NY, pro se.

Timothy M. McGinn, Schenectady, NY, pro se.

MEMORANDUM OPINION

COLLEEN KOLLAR-KOTELLY, District Judge.

This action was filed on May 2, 2011 by pro se Plaintiffs David L. Smith and Timothy M. McGinn for injunctive relief against Defendant Financial Industry Regulatory Authority ("FINRA").1 Plaintiffs seek to compel FINRA to stay a disciplinary proceeding that is scheduled to begin on May 16, 2011 until the conclusion of a civil proceeding pending against Plaintiffs...

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