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SECURITIES AND EXCHANGE COMMISSION v. DUFFELL

Case No. 11-1404 SC.

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. MARK A. DUFFELL, Defendant.

United States District Court, N.D. California, San Francisco Division.

May 4, 2011.

Attorney(s) appearing for the Case

Marc J. Fagel (State Bar No. 154425), Michael S. Dicke (State Bar No. 158187), Tracy L. Davis (State Bar No. 184129), Kristin A. Snyder (State Bar No. 187175), Attorneys for Plaintiff, Securities and Exchange Commission, San Francisco, California.

Walter F. Brown, Esq. , Orrick Herrington & Sutcliffe LLP, The Orrick Building, San Francisco, CA, Attorney for Defendant, Mark A. Duffell.

[PROPOSED] FINAL JUDGMENT AS TO MARK A. DUFFELL

SAMUEL CONTI, District Judge.

The Securities and Exchange Commission having filed a Complaint and Defendant Mark A. Duffell having entered a general appearance; consented to the Court's jurisdiction over Defendant and the subject matter of this action; consented to entry of this Final Judgment without admitting or denying the allegations of the Complaint (except as to jurisdiction); waived...

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