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NORTHSTAR FINANCIAL ADVISORS, INC. v. SCHWAB INVESTMENTS

Case No. 08-CV-04119 LHK.

781 F.Supp.2d 926 (2011)

NORTHSTAR FINANCIAL ADVISORS, INC., on Behalf of Itself and All Others Similarly Situated, Plaintiff, v. SCHWAB INVESTMENTS; and Mariann Byerwalter, Donald F. Dorward, William A. Hasler, Robert G. Holmes, Gerald B. Smith, Donald R. Stephens, Michael W. Wilsey, Charles R. Schwab, Randall W. Merk, Joseph H. Wender and John F. Cogan as Trustees of Schwab Investments; and Charles Schwab Investment Management, Inc., Defendants.

United States District Court, N.D. California, San Jose Division.

March 2, 2011.

Attorney(s) appearing for the Case

Christopher T. Heffelfinger, James Christopher Magid, Lesley Ann Hale, Anthony David Phillips, Joseph J. Tabacco, Jr., Berman DeValerio, San Francisco, CA, Marc J. Gross, Greenbaum Rowe Smith & Davis LLP, Roseland, NJ, Bryan D. Plocker, Greenbaum Rowe Smith & Davis LLP, Iselin, NJ, Robert C. Finkel, Wolf Popper LLP, New York, NY, Steve W. Berman, Hagens Berman Sobol Shapiro LLP, Seattle, WA, Peter E. Borkon, Hagens Berman Sobol Shapiro LLP, Berkeley, CA, for Plaintiffs.

Arthur M. Roberts, John Mark Potter, Patrick C. Doolittle, Quinn Emanuel Urquhart & Sullivan, LLP, San Francisco, CA, Karin A. Kramer, Quinn Emanuel Urquhart & Sullivan, Redwood Shores, CA, Richard Allen Schirtzer, Quinn Emanuel Urquhart and Sullivan LLP, Los Angeles, CA, for Defendants.

CORRECTED ORDER GRANTING IN PART AND DENYING IN PART DEFENDANTS' MOTION TO DISMISS

LUCY H. KOH, District Judge.

The Court heard oral argument on defendants' Motion to Dismiss the Second Amended Complaint (Motion) in this matter on January 13, 2011. For the reasons set forth below, the Motion is GRANTED IN PART and DENIED IN PART. Plaintiffs are given leave to amend as specified in this Order.

I. Introduction and Procedural History

On August...

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