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IN RE AUSTRALIA AND NEW ZEALAND BANKING GROUP LTD.

No. 08 Civ. 11278(DLC).

712 F.Supp.2d 255 (2010)

In re AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED SECURITIES LITIGATION.

United States District Court, S.D. New York.

May 11, 2010.

Attorney(s) appearing for the Case

Jules Brody, James Henry Glavin IV, Patrick Slyne, Stull Stull & Brody, New York, NY, Kenneth J. Vianale, Vianale & Vianale LLP, Boca Raton, FL, for Plaintiffs Levine and Legacy Solutions, Inc.

Samuel W. Seymour, Penny Shane, Daniel R. Margolis, Sullivan & Cromwell LLP, New York, NY, for Defendants.

OPINION & ORDER

DENISE COTE, District Judge:

The Private Securities Litigation Reform Act of 1995 ("PSLRA") requires, upon final adjudication of any securities fraud lawsuit, that the court make specific findings regarding compliance by each party and each attorney with Rule 11 of the Federal Rules of Civil Procedure. The PSLRA further mandates that if any violations of Rule 11 are found, sanctions are mandatory. For the following reasons, sanctions...

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