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MOHLMAN v. FINANCIAL INDUSTRY REGULATORY AUTHORITY

No. 20-3257.

977 F.3d 556 (2020)

Jeffrey Allen MOHLMAN, Plaintiff-Appellant, v. FINANCIAL INDUSTRY REGULATORY AUTHORITY; Susan Schroeder; Heidi Brown, Defendants-Appellees.

United States Court of Appeals, Sixth Circuit.

Decided and Filed: October 14, 2020.

Attorney(s) appearing for the Case

ON BRIEF: George A. Katchmer , Bloomingburg, Ohio, for Appellant. Jeffrey T. Cox , Melinda K. Burton , Stephen A. Weigand , FARUKI PLL, Dayton, Ohio, for Appellees.

Before: MERRITT, MOORE, and GIBBONS, Circuit Judges.

OPINION

This appeal involves an issue of first impression regarding the administrative procedure under the Securities Exchange Act, 15 U.S.C. § 78a et seq. Plaintiff appeals the district court's dismissal of his complaint pursuant to Federal Rule of Civil Procedure 12(b)(1) for lack of subject matter...

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