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PLOETZ v. MORGAN STANLEY SMITH BARNEY LLC

No. 17-2405.

894 F.3d 894 (2018)

Ann Eleanor PLOETZ, as Trustee FOR the LAUDINE L. PLOETZ, 1985 TRUST, Plaintiff-Appellant v. MORGAN STANLEY SMITH BARNEY LLC, Defendant-Appellee.

United States Court of Appeals, Eighth Circuit.

Filed: July 2, 2018.

Attorney(s) appearing for the Case

Michael Sutton MacDonald , LAW OFFICE OF MICHAEL S. MacDONALD, Sunfish Lake, MN, for Plaintiff-Appellant.

Timothy Patrick Griffin , Ruth S. Shnider , STINSON & LEONARD, Minneapolis, MN, for Defendant-Appellee.

Before WOLLMAN, ARNOLD, and STRAS, Circuit Judges.

Ann Eleanor Ploetz, the trustee for the Laudine L. Ploetz, 1985 Trust, brought a claim against Morgan Stanley Smith Barney LLC, with whom the Trust held an account, alleging that Morgan Stanley had transferred funds from the account without authorization. The parties submitted the claim to the Financial Industry Regulatory...

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