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U.S. v. STROHM

No. 10-4104.

671 F.3d 1173 (2011)

UNITED STATES of America, Plaintiff-Appellee, v. Susie STROHM, Defendant-Appellant.

United States Court of Appeals, Tenth Circuit.

November 8, 2011.

Attorney(s) appearing for the Case

William Michael, Jr. (Milo Steve Marsden, Dorsey & Whitney LLP, Salt Lake City, UT, and Laura Hammargren, Dorsey & Whitney LLP, Minneapolis, MN, with him on the briefs), Dorsey & Whitney LLP, Minneapolis, MN, for Appellant.

D. Loren Washburn, Assistant United States Attorney (Carlie Christensen, United States Attorney, with him on the brief), Office of the United States Attorney, Salt Lake City, UT, for Appellee.

Before BRISCOE, Chief Circuit Judge, TYMKOVICH, and GORSUCH, Circuit Judges.

TYMKOVICH, Circuit Judge.

Susie Strohm is a former executive of ClearOne Communications, Inc. In 2003, the SEC sought a preliminary injunction against ClearOne based on suspicions of irregular accounting practices and securities law violations. During a hearing on the preliminary injunction, Strohm was asked if she was involved in a particular sale by ClearOne that was the focus of the SEC's case. She said she was not and approximated that she learned of the sale...

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