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S.E.C. v. APUZZO

Civil No. 3:07CV1910(AWT).

184 F.Supp.3d 1 (2016)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. Joseph F. APUZZO, Defendant.

United States District Court, D. Connecticut.

Signed May 4, 2016.

Attorney(s) appearing for the Case

Charles D. Stodghill, Lesley B. Atkins, Securities & Exchange Commission, Washington, DC, John B. Hughes, U.S. Attorney's Office, New Haven, CT, for Plaintiff.

Bridget Moore, Baker & Botts L.L.P., Washington, DC, Jessica A. Rosenbaum, Lisa J. Hart, Maureen P. Reid, Richard Benjamin Harper, Seth T. Taube, Baker & Botts, LLP, New York, NY, Patrick J. McHugh, Law Offices of Patrick McHugh, Southport, CT, Richard S. Gora, Gora LLC, Monroe, CT, for Defendant.

RULING ON MOTION FOR OFFICER OR DIRECTOR BAR

On September 8, 2015, a consent judgment was entered in this case in favor of the plaintiff, the Securities and Exchange Commission ("SEC"). The judgment permanently restrained and enjoined the defendant, Joseph Apuzzo ...

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