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COMMODITY FUTURES TRADING COM'N v. WALSH

Nos. 09-CV-1749 (GBD), 09-CV-1750 (GBD).

3 F.Supp.3d 70 (2014)

COMMODITY FUTURES TRADING COMMISSION, Plaintiff, v. Stephen WALSH, et al., Defendants. and Westridge Capital Management Enhancement Funds, Inc., WG Trading Company, LP, WGI LLC, K & L Investments, and Janet Walsh, Relief Defendants. Securities and Exchange Commission, Plaintiff, WG Trading Investors, L.P., et al., Defendants. and Robin Greenwood and Janet Walsh, Relief Defendants.

United States District Court, S.D. New York.

Signed February 28, 2014.

Attorney(s) appearing for the Case

Jonmarc P. Buffa, Peter Martin Haas, U.S. Commodity Futures Trading Commission, Paul G. Hayeck, Washington, DC, Joseph Rosenberg, U.S. Commodity Futures Trading Commission, New York, NY, for Commodity Futures Trading Commission.

Christopher Patrick O'Connell, Parker, Milliken, Clark, O'Hara & Samuelian, Los Angeles, CA, for Westridge Capital Management, Inc.

James A. Clarkson, Paul G. Gizzi, Thomas Peter Smith, Joseph Patrick Dever, Jr., New York, NY, for Securities and Exchange Commission.

Justin M. Sher, Sher Tremonte LLP, New York, NY, for Stephen Walsh.

Steven L. Kessler, Eric Wagner, Law Offices of Steven L. Kessler, New York, NY, for Janet Walsh Schaberg.

Daniel Seth Ruzumna, Patterson, Belknap, Webb & Tyler LLP, Leonard Matthew Braman, New York City Law Department, New York, NY, for Robin Greenwood.

MEMORANDUM DECISION AND ORDER

GEORGE B. DANIELS, District Judge:

The Commodity Futures Trading Commission ("CFTC") and the Securities Exchange Commission ("SEC") brought a securities enforcement action seeking disgorgement of funds from Janet Schaberg (sued herein as a `relief defendant' under her prior married name, Janet Walsh), ex-wife of alleged Ponzi-schemer Stephen Walsh. This Court entered ex parte restraining orders freezing the bulk...

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