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GUPTA v. S.E.C.

No. 11 Civ. 1900(JSR).

796 F.Supp.2d 503 (2011)

Rajat K. GUPTA, Plaintiff, v. SECURITIES AND EXCHANGE COMMISSION, Defendant.

United States District Court, S.D. New York.

July 11, 2011.

Attorney(s) appearing for the Case

Alan Roy Friedman, David Stanley Frankel, Gary P. Naftalis, Michael Stewart Oberman, Michael J. Sternhell, Robin Marie Wilcox, Kramer Levin Naftalis & Frankel, LLP, New York, NY, for Plaintiff.

Christopher Mark Bruckmann, Richard M. Humes, Office of the General Counsel, Securities and Exchange Commission, Washington, DC, for Defendant.

OPINION AND ORDER

JED S. RAKOFF, District Judge.

A funny thing happened on the way to this forum. On March 1, 2011, the Securities and Exchange Commission (the "SEC" or "Commission")—having previously filed all of its Galleon-related insider trading actions in this federal district— decided it preferred its home turf. It therefore issued an internal Order Instituting Public Administrative and Cease-and-Desist Proceedings (the "OIP")...

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