1. Home
  2. Browse Decisions
  3. F.Supp.3d
  4. 550 F.Supp.3d
  5. 550 F.Supp.3d 548 (2021)
 

SECURITIES AND EXCHANGE v. CAPWEALTH ADVISORS

No. 3:20-cv-01064.

550 F.Supp.3d 548 (2021)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. CAPWEALTH ADVISORS, LLC, Timothy J. Pagliara, and Timothy R. Murphy, Defendants.

United States District Court, M.D. Tennessee, Nashville Division.

Filed July 23, 2021.

Attorney(s) appearing for the Case

Harry B. Roback, Kristin W. Murnahan, Madison Graham Loomis, Securities and Exchange Commission, Atlanta, GA, for Plaintiff.

Bradley J. Bondi, Washington, DC, Eugene N. Bulso, Jr., Bulso PLC, Brentwood, TN, Sara E. Ortiz, New York, NY, for Defendant CapWealth Advisors, LLC.

Eugene N. Bulso, Jr., Bulso PLC, Brentwood, TN, for Defendants Timothy J. Pagliara, Timothy R. Murphy.

MEMORANDUM OPINION AND ORDER

The Securities and Exchange Commission ("SEC") filed this two-count action under the Investment Advisers Act, 15 U.S.C. § 80b-6 ("Advisers Act" or "Act"). Pending before the Court is Defendants' fully briefed Motion to...

Let's get started

Leagle.com

Welcome to the leading source of independent legal reporting
Sign on now to see your case.
Or view more than 10 million decisions and orders.

  • Updated daily.
  • Uncompromising quality.
  • Complete, Accurate, Current.

Listed below are the cases that are cited in this Featured Case. Click the citation to see the full text of the cited case. Citations are also linked in the body of the Featured Case.

Cited Cases

  • No Cases Found

Listed below are those cases in which this Featured Case is cited. Click on the case name to see the full text of the citing case.

Citing Cases