KARLIS v. S.E.C.

Miscellaneous Case No. 09-10107-NMG.

613 F.Supp.2d 150 (2009)

Maria C. KARLIS, Movant, v. United States SECURITIES and EXCHANGE COMMISSION, Respondent.

United States District Court, D. Massachusetts.

May 8, 2009.


Attorney(s) appearing for the Case

David L. Klebanoff Gilman, McLaughlin & Hanrahn, LLP, Boston, MA, for Movant.

Karen J. Shimp, Securities and Exchange Commission, Washington, DC, for Respondent.


MEMORANDUM & ORDER

GORTON, District Judge.

Movant seeks reconsideration of her motion, brought pursuant to the customer challenge provisions of the Right to Financial Privacy Act ("the RFPA"), 12 U.S.C. § 3410, challenging a subpoena served by the United States Securities and Exchange Commission ("the SEC") on her bank. This Court denied that motion without prejudice because the movant failed to submit (along with it) a sworn statement as required...

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