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S.E.C. v. LYON

No. 06 Civ. 14338(SHS).

605 F.Supp.2d 531 (2009)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. Edwin Buchanan LYON, IV, Gryphon Master Fund, L.P., Gryphon Partners, L.P., Gryphon Partners (QP), L.P., Gryphon Offshore Fund, Ltd., Gryphon Management Partners, L.P., Gryphon Management Partners III, L.P., and Gryphon Advisors, L.L.C., Defendants.

United States District Court, S.D. New York.

March 23, 2009.

Attorney(s) appearing for the Case

Anthony Sean Kelly, Daniel T. Chaudoin, James Andrew Kidney, Julie M. Riewe, Robert B. Kaplan, Scott W. Friestad, Securities and Exchange Commission, Washington, DC, Robert B. Blackburn, U.S. Securities and Exchange Commission, New York, NY, for Plaintiff.

Brian Kenneth Lamb, Christopher J. Clark, Robert John Devlin, Dewey & Leboeuf, L.L.P., New York, NY, Geoffrey Hunter Coll, Dewey & Leboeuf, LLP, Washington, DC, Kevin Raymond J. Schroth, for Defendants.

OPINION & ORDER

SIDNEY H. STEIN, District Judge.

Table of Contents

I. BACKGROUND ............................................................... 535

   A. The "Celsion Offering" ................................................ 537


   B. The "Gentner Offering" ................................................ 538

   C. The "MSL Offering" ......

                    
                    
                    

                        

                            

                                
                            

                            

                                

                                    
    
                                        
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