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U.S. S.E.C. v. HOWARD

Civil Action No. 07-11302-NMG.

577 F.Supp.2d 480 (2008)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. Daniel R. HOWARD, Defendant.

United States District Court, D. Massachusetts.

August 12, 2008.

Attorney(s) appearing for the Case

Joseph J. Brodigan, Brodigan & Gardiner, Boston, MA, Lawrence R. Gelber, Brooklyn, NY, for Defendant.

Kenya M. Gregory, Securities & Exchange Commission, Thomas J. Karr, Office of General Counsel, Washington, DC, for Plaintiff.

MEMORANDUM & ORDER

GORTON, District Judge.

The Securities and Exchange Commission ("SEC") seeks an order of this Court directing compliance with its own order upholding a fine imposed on the defendant by the National Association of Securities Dealers ("NASD"). Also before the Court is a motion of counsel for the defendant to withdraw as attorneys.

I. Background

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