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SECURITIES AND EXCHANGE v. LEWIS

CIV No. 07-4057.

492 F.Supp.2d 1173 (2007)

SECURITIES AND EXCHANGE, Plaintiff, v. Merle D. LEWIS, Defendant.

United States District Court, D. South Dakota, Southern Division.

May 17, 2007.

Attorney(s) appearing for the Case

Kurt L. Gottschall, Noel M. Franklin, U.S. Securities and Exchange Commission, Denver, CO, for Plaintiff.

Michael G. Taylor, Minneapolis, MN, for Defendant.

MEMORANDUM OPINION AND ORDER

PIERSOL, District Judge.

The Defendant filed a Consent, Doc. 3, admitting the Court's jurisdiction over him and the subject matter of this action. He also consented to the entry of the proposed final Judgment, which includes the imposition of a civil penalty in the amount of $150,000 pursuant to Section 20(d) of the Securities Act, 15 U.S.C. § 77t(d) and Section 21(d) of the Exchange Act, 15 U.S.C. § 78u(d). The Court...

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