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U.S. S.E.C. v. BLACKWELL

No. 03-CV-63.

477 F.Supp.2d 891 (2007)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. Roger D. BLACKWELL, et al., Defendants.

United States District Court, S.D. Ohio, Eastern Division.

March 20, 2007.

Attorney(s) appearing for the Case

Mark Thomas D'Alessandro, United States Attorney's Office, Columbus, OH, Adolph J. Dean, Jr., Sunil R. Harjani, Attorney at Law, Chicago, IL, for Plaintiff.

William Chester Wilkinson, O. Judson Scheaf, III, Scott A. Campbell, Thompson Hine LLP, Daniel William Costello, Porter Wright Morris & Arthur, John Stephen Teetor, Maribeth Deavers, Isaac Brant Ledman & Teetor, Christopher Craig Woods, Squire Sanders & Dempsey, Scott J. Stitt, James Edward Arnold, Robert Gregory Smith, Clark Prdue Arnold & Scott, Columbus, OH, P. Brian See, Chicago, IL, for Defendants.

Arnold L. Jack, Jack & Snyder, Columbus, OH, Pro se.

OPINION AND ORDER

MARBLEY, District Judge.

I. INTRODUCTION

This enforcement action filed by the United States Securities and Exchange Commission (the "SEC" or the "Commission") involves alleged insider trading in the stock of Worthington Foods, Inc. ("Worthington"). The SEC alleges that Defendant, Roger D. Blackwell ("Blackwell"), a director of Worthington, provided illegal tips to close friends and family members prior to the October 1...

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