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ALVARADO v. MORGAN STANLEY DEAN WITTER, INC.

No. CIV. 05-1149(JP).

448 F.Supp.2d 333 (2006)

Carlos ALVARADO, et al., Plaintiffs v. MORGAN STANLEY DEAN WITTER, INC., et al., Defendants

United States District Court, D. Puerto Rico.

August 30, 2006.

Attorney(s) appearing for the Case

Alice Net-Carlo, Esq., Dorado, for Plaintiffs.

Heidi E. Rodríguez-Benítez, Esq., Néstor Méndez-Gómez, Esq., Pietrantoni, Méndez & Alvarez, San Juan, for Defendants.

OPINION AND ORDER

PIERAS, Senior District Judge.

The plaintiffs bring federal claims of securities fraud against Morgan Stanley Dean Witter, alleging that a Morgan Stanley broker sold them securities with the intent to misappropriate the invested funds. Morgan Stanley moves to dismiss the complaint on the grounds that the plaintiffs failed to state a claim under Sections 10(b) and 20(a) of the Securities Exchange Act of 1934, and under Rule 10b-5...

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