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SECURITIES AND EXCHANGE COMMISSION v. TREADWAY

No. 04 Civ. 3464.

438 F.Supp.2d 314 (2006)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. Stephen TREADWAY, Defendant.

United States District Court, S.D. New York.

June 30, 2006.

Attorney(s) appearing for the Case

Dorothy Heyll, Jose F. Sanchez, Rachael Lois Izower, Securities And Exchange Commission, New York, NY, Richard G Primoff, Nicolas Morgan, U.S. Securities & Exchange Commission, New York, NY, Sam S. Puathasnanon, Securities And Exchange Commission, Los Angeles, CA, for plaintiff.

Maxine Gail Sleeper, Alan Levine, Kronish Lieb Weiner & Hellman L.L.P., New York, NY, for defendant.

DECISION AND ORDER

MARRERO, District Judge.

At the close of plaintiff Securities and Exchange Commission's ("SEC") case-in-chief in the trial of this action, defendant Stephen J. Treadway ("Treadway") moved pursuant to Rule 50(a) of the Federal Rules of Civil Procedure ("Rule 50(a)") for judgment as a matter of law.1 The SEC submitted a memorandum in opposition. The Court...

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