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S.E.C. v. APOLANT

No. 04-CV-04199 (ADS)(ETB).

411 F.Supp.2d 271 (2006)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. Stephen E. APOLANT, Defendants.

United States District Court, E.D. New York.

January 31, 2006.

Attorney(s) appearing for the Case

U.S. Securities and Exchange Commission by Reid A. Muoio and H. Michael Semler, Trial Attorneys, Washington, DC, for Plaintiff.

Altman & Company by Steven Altman, Esq., New York City, for the Defendant Stephen E. Apolant.

MEMORANDUM OF DECISION AND ORDER

SPATT, District Judge.

This securities fraud action was originally brought by the Securities and Exchange Commission ("SEC") against four persons, including the Defendant Stephen E. Apolant ("Apolant"), seeking an injunction, disgorgement of unlawful profits, and civil penalties. The case arises out of an alleged fraudulent scheme to manipulate the price of the stock of a publicly traded company, Spectrum Brands Corp., (...

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