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JOFFEE v. LEHMAN BROS., INC.

No. 04 Civ.3507 RWS.

410 F.Supp.2d 187 (2006)

David JOFFEE, Catherine Stone, Terence Kruska, Robert J. Blume, Amalia Conciatori, Bob Eisele, Sylvia S. Eisele, Barry Keith Herman, Ellen Nystrom Herman, Alan James, Marc A. Koehler, Sherrie E. Koehler, Edward B. Leinbach, Bruce Liles, Linda Liles, David J. Miller, Gennus Miller, Jeffrey A. Morris, Suzanne N. Morris, LDX Optronics, Inc., John R. Murphy, Suellen C. Murphy, Susan C. Murphy, Timothy J. Murphy, Ryan J. Murphy, Stuart Newborn, Diane Newborn, John Polonchak, Myrtle Polonchak, Kurt Schmitz, Leslie Schmitz, James Simpson, Richard Vazquez, Jeffrey R. Zahn, James Olson, Kathryn Olson, Richard Norden, Denis Crowther and Darlene Crowther, Plaintiffs, v. LEHMAN BROTHERS, INC. Kenneth N. Goldman, M.D., and David M. Gruber, M.D., Defendants.

United States District Court, S.D. New York.

January 18, 2006.

Attorney(s) appearing for the Case

McCallion & Associates, New York, NY, By: Kenneth F. McCallion, Thomas A. Holman, New York, NY, Curtis V. Trinko, New York, NY, for Plaintiffs, of counsel.

Jones Day, New York, NY, By: Jayant W. Tambe, Aviva S. Warter, for Defendants, of counsel.

OPINION

SWEET, Senior District Judge.

Defendants Lehman Brothers Inc., Kenneth N. Goldman, M.D., and David Gruber, M.D. (collectively "Lehman" or the "Defendants") have moved pursuant to Rules 12(b)(6) and 9(b), Fed.R.Civ.P., and the Private Securities Litigation Reform Act (the "PSLRA") to dismiss the third amended complaint ("TAC" or "Complaint") of David Joffee and thirty-six other individuals, and a subchapter 5 corporation (the "Plaintiffs")...

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